Investment Industry Regulatory Organization of Canada - PDFSEARCH.IO - Document Search Engine

Investment Industry Regulatory Organization of Canada
Results: 695

#	Item
531	IMPORTANT INFORMATION IIROC does NOT approve or endorse any financial designation or certification. Inclusion in IIROC’s Glossary of Financial Certifications does NOT imply that IIROC considers the certificate or desig Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-10-30 09:31:56 Securities Professional certification Finance Designated landmark Business Canadian Investment Manager Standards Financial regulation Investment Industry Regulatory Organization of Canada
532	Understanding financial certifications - How do you know if your advisor has the right skills to meet your investment needs? The Investment Industry Regulatory Organization of Canada (IIROC) is issuing this Investor Bull Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-11-28 16:16:05 Finance Economics Financial adviser Financial services Canadian securities regulation Professional certification in finance Investment Industry Regulatory Organization of Canada Investor education Professional certification Financial economics Investment Business
533	DELEGATION OF REGISTRATION AUTHORITY BY THE SUPERINTENDENT OF SECURITIES OF NEWFOUNDLAND AND LABRADOR TO THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA ("IIROC") On October 1, 2007, in order to simplify the r Add to Reading List Source URL: www.ocrcvm.ca Language: English - Date: 2012-06-18 15:05:21 Securities Financial system Finance United States securities law Securities Act Newfoundland and Labrador Canadian Investment Manager Financial economics Financial regulation Investment Industry Regulatory Organization of Canada
534	Guide to IIROC Categories This Guide is available for downloading in both English and French, from the Registration Guide section of IIROC’s web site (www.iiroc.ca). Please also refer to the instructions in the Guide Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-07-03 13:16:37 Russian passport Passport Financial system Finance Investment Financial economics Futures contract Investment Industry Regulatory Organization of Canada
535	Kenmar Associates Investor education and Protection VIA email April 30, 2014 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-04-30 09:16:04 Legal professions Finance Financial adviser Fiduciary Executor Financial Advisor Investment Industry Regulatory Organization of Canada Exchange-traded fund Law Financial economics Investment
536	ANNUAL REPORT 2010–2011 Building confidence in Canada’s capital markets Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-02-01 15:12:59 Financial regulation Investment Industry Regulatory Organization of Canada Securities Universal Market Integrity Rules Canada Canadian securities regulation Investment banking Corporate governance Self-regulatory organizations Financial economics Business
537	Rules Notice Technical UMIR Please distribute internally to: Institutional Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-06-04 12:06:03 Economy of Canada Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada Finance United States securities law Securities Act Alternative Trading Systems Self-regulatory organizations Financial economics Financial system
538	Le marché boursier canadien : évolution, concurrence et perspectives Le mardi 26 juin 2012 Design Exchange, Toronto Ordre du Jour Add to Reading List Source URL: www.ocrcvm.ca Language: English - Date: 2012-09-18 12:41:28 Financial system Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada Securities Trader Financial economics Financial markets Finance
539	Education Notice Contact: Adrian Carter Director, Educational Services[removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-07-25 14:55:05 Financial markets Stock market Financial regulation Investment Industry Regulatory Organization of Canada Securities Electronic trading Financial economics Investment Financial system
540	SWJ Keynote Address – IIROC’s Regulatory Agenda Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-03-31 11:46:04 Business Financial adviser Financial planner Investment Industry Regulatory Organization of Canada Regulatory compliance Regulatory risk differentiation Canadian Investment Manager Exempt market dealer Financial economics Finance Investment

UPDATE